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All Continuing Education (CE) Regulatory Element programs are available online. CE participants with an open Regulatory Element requirement must complete their session using the FINRA CE Online System®. If you are a participant unable to complete your requirement via the online system due to a disability pursuant to the Americans with Disabilities Act (ADA), please review FINRA’s CE Online website for additional details.
Beginning October 1, 2018, FINRA is implementing a new Securities Industry Essentials (SIE) exam and revised rep-level qualification exams. To learn more: http://www.finra.org/industry/essentials-exam
Back-to-back scheduling is a feature that allows the scheduling of two appointments to be scheduled for the same day and same test center in one transaction. If you want to schedule exams on different days, you must select each exam individually and complete individual appointment transactions.
IMPORTANT: If you are scheduling with approved FINRA accommodations please contact Prometric’s Testing Accommodations Team toll-free at (800) 967-1139 to schedule your back-to-back appointments.
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