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All Continuing Education (CE) Regulatory Element programs are available online. CE participants with an open Regulatory Element requirement must complete their session using the FINRA CE Online System®. If you are a participant unable to complete your requirement via the online system due to a disability pursuant to the Americans with Disabilities Act (ADA), please review FINRA’s CE Online website for additional details.
Beginning October 1, 2018, FINRA is implementing a new Securities Industry Essentials (SIE) exam and revised rep-level qualification exams. To learn more: http://www.finra.org/industry/essentials-exam
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