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Welcome Candidates!

All Continuing Education (CE) Regulatory Element programs are available online. CE participants with an open Regulatory Element requirement must complete their session using the FINRA CE Online System®. If you are a participant unable to complete your requirement via the online system due to a disability pursuant to the Americans with Disabilities Act (ADA), please review FINRA’s CE Online website for additional details.

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Ready to register for your FINRA Series exam?

Prior to scheduling your appointment at a Prometric Testing Center, be sure you have first:

  • registered for your examination(s) with FINRA; and
  • received authorization from your sponsoring firm.
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