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Frequently Asked Questions

We've compiled a list of the questions we get asked the most often. To jump to the section you're most interested in, simply click on one of the links directly below.

General Questions | Re-scheduling and Cancellation Policy | Payment | Special Accommodations | Contact Information

General Questions

How do I become eligible to take an FINRA exam?

You must be registered for your examination(s) with FINRA and receive authorization from your sponsoring firm prior to scheduling your appointment at a Prometric Testing Center.

What time must I arrive at the Testing Center?

Please plan to arrive 30 minutes before the scheduled appointment to allow time for check-in procedures. You may be allowed to start your exam early if a seat is available. Candidates arriving late may not be allowed to test or may not receive their full-allotted exam time.

What do I bring to the Testing Center?

Bring one valid form of official identification bearing your name, signature and a recent photo. You must present one of the following as the primary forms of identification: valid passport, driver's license, or military ID card. All other personal items must be placed in a locker for test security purposes, so please limit what you bring to the Test Center.

 

 


Re-scheduling and Cancellation Policy

What is Prometric's re-schedule and cancellation policy?

Effective September 1, 2011, FINRA will implement a fee for individuals who cancel or reschedule a qualification examination or Regulatory Element session within three to 10 business days of a scheduled appointment date. For detailed information, please review FINRA's cancellation policy.

Appointments may be altered using the Reschedule/Cancel option on this Web site or 'Prometric's Automated Voice Response System at: 800-578-6273; both are available 24 hours a day, 7 days a week. There is no charge for rescheduling or canceling an appointment if the change is made in a timely manner. Untimely cancellation of an exam or failing to show for an appointment is subject to a penalty fee. Refer to FINRA's cancellation policy.

 

 


Payment

Is payment due at the time of my exam?

No payment is due. FINRA collects payment directly from your sponsoring firm.

 

 


Special Accommodations

What if I require Special Accommodations?

If you require special accommodations, you cannot schedule your test via the Internet. If you have received or would like to request approval for an accommodation, please call FINRA's Special Conditions Team at 1-800-999-6647 and select Option two (2) to schedule your examination.

 

 


Contact Information

Why do you need so much contact information from me?

Should a center be unable to administer your test because of a technical problem or some other emergency (including weather-related ones), your appointment will be rescheduled with no additional charge. During the registration process, you will be asked to provide a primary and secondary phone number so that we can contact you in case of an unforeseen problem at the testing center. Also, in order to register online you must provide an e-mail address. Prometric will send you an e-mail confirming your appointment.

 

 



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