FINRA: Financial Industry Regulatory Authority
FINRA Series Exams
FINRA Continuing Education Exams
Information About FINRA
FINRA Information - Learn more about the registration process for FINRA exams and the Securities Industry's Regulatory Element requirements for continuing education.
FINRA Policy Information - Learn more about FINRA's policies and procedures for testing with Prometric.
Red Carpet Executive Testing
We will bring the test center to your office. Continuing Education exams delivered one-on-one, while you sit at your own desk. All scheduling and registration completed by Prometric and FINRA. If you would like additional information, please e-mail: redcarpet@prometric.com.
Event Testing
We will bring the entire test center to your office and or hotel conference room. All scheduling and registration completed by Prometric and FINRA. If you would like additional information, please e-mail: EventtestingFINRA@prometric.com.