FINRA: Financial Industry Regulatory Authority |
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Alert: FINRA Appointment Scheduling Unavailable March 26th – March 28th
Please note that ALL Scheduling, Rescheduling and Cancelling of FINRA test and continuing education appointments will be unavailable from 12:00pm on Friday March, 26th through 8:00am on Monday, March 29th (EST) for scheduled maintenance. The Prometric website is still available to search for a test center locations, seat availability and to view your appointment confirmations. If you view this message before March 26th, both FINRA and Prometric encourage you to schedule your test appointment(s) as soon as possible. We apologize for this inconvenience and thank you for your patience.
AN IMPORTANT MESSAGE FROM FINRA: IF YOU ALREADY HAVE AN APPOINTMENT SCHEDULED AT A TESTING CENTER DURING THIS TIME, YOU BE EXPECTED TO TAKE YOUR TEST ON THAT DAY. CANDIDATES THAT DO NOT SHOW FOR A SCHEDULED APPOINTMENT WILL BE SUBJECT TO A LATE CANCELLATION FEE.
FINRA Series Exams |
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**Important Information – New Format for S101 and S106 Continuing Education Programs**
On January 4, 2010, FINRA will implement redesigned versions of the S101 and S106 Regulatory Element Programs. If you have scheduled an appointment on or after this date, please be sure to review the related content outline, an animated orientation and brief sample case to help familiarize yourself with the program changes. These resources, as well as general information about the redesigned programs, are available at www.finra.org/ce/training.
FINRA Information - Learn more about the registration process for FINRA exams and the Securities Industry's Regulatory Element requirements for continuing education.
FINRA Policy Information - Learn more about FINRA's policies and procedures for testing with Prometric.
Red Carpet Executive Testing
We will bring the test center to your office. Continuing Education exams delivered one-on-one, while you sit at your own desk. All scheduling and registration completed by Prometric and FINRA. If you would like additional information, please e-mail: redcarpet@prometric.com.
FINRA Testing FAQs - Wondering what to expect when you get to the testing center?
Group Reservations (ezSeat)
