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FINRA: Financial Industry Regulatory Authority

FINRA Series Exams

Get Started with scheduling information, locate a test center

 

FINRA Continuing Education Exams

Get Started with scheduling information, locate a test center

Information About FINRA

FINRA Information - Learn more about the registration process for FINRA exams and the Securities Industry's Regulatory Element requirements for continuing education.

FINRA Policy Information - Learn more about FINRA's policies and procedures for testing with Prometric.

Red Carpet Executive Testing
We will bring the test center to your office.  Continuing Education exams delivered one-on-one, while you sit at your own desk.  All scheduling and registration completed by Prometric and FINRA.  If you would like additional information, please e-mail:  redcarpet@prometric.com.

FINRA Testing FAQs - Wondering what to expect when you get to the testing center?

Group Reservations (ezSeat)